Viewers: Monetary Advisors
Value: Complimentary
Date: September 30, 2025
Time: 1 pm ET | 10 am PT
Sponsored by:
AI-powered instruments like ChatGPT, Microsoft Copilot, and Groups are remodeling how monetary professionals talk, but additionally elevating new compliance challenges. On this evolving panorama, what qualifies as a enterprise file? How do you successfully supervise and retain communications that mix automation, emojis, and casual chat?
Evolving steering from regulators, together with the SEC, FINRA, FCA, and ESMA has launched new layers of complexity.
Be a part of us for an interactive dialog the place our panel of regulatory and data governance specialists — Tiffany Magri, Robert Cruz, and Shaun Hurst — will discover real-world situations that can assist you confidently navigate the nuances of regulated communications throughout fashionable platforms. They will even spend time answering essentially the most urgent viewers questions submitted throughout registration.
You’ll learn to:
- Apply laws to fashionable, AI-enhanced communication channels
- Establish and handle grey areas in digital messaging, together with emojis, likes, and casual chats
- Acquire sensible methods for documenting and supervising your agency’s recordkeeping choices.
Whether or not you are updating procedures or coaching employees, this webinar will present the instruments wanted to remain forward of regulatory expectations.
Audio system:
Featured Audio system:
Tiffany Magri | Senior Regulatory Advisor | Smarsh
As a Regulatory Advisor at Smarsh, Tiffany Magri screens, evaluates and consults on the monetary companies regulatory panorama. Tiffany has 15 years of expertise facilitating compliance with legal guidelines and laws, insurance policies, and threat administration. Previous to becoming a member of Smarsh, Tiffany was a Senior Affiliate at Profit Road Companions and a Compliance Officer at Broadstone and Manning & Napier Advisors.
Shaun Hurst | Principal Regulatory Advisor | Smarsh
Shaun Hurst is the Principal Regulatory Advisor for Smarsh. He has over 20 years of expertise fixing complicated IT challenges for Monetary Providers Establishments, and is an issue professional in subjects like Regulatory Necessities, Information Privateness, eDiscovery, Compliance and Cloud Computing. Shaun labored for one of many largest American banks for 15 years, offering him with a singular perception to the challenges our prospects face.
Robert Cruz | VP, Info Governance Options | Smarsh
Robert Cruz is the Vice President of Info Governance at Smarsh. He has greater than 20 years of expertise in offering thought management on rising subjects together with threat administration, regulatory compliance, and eDiscovery value and data governance. He holds an MBA from the Stanford College Graduate Faculty of Enterprise.
Cannot attend? Register right here for an on-demand recording after the webcast.